Broker Check
William L. Vaseliades

William L. Vaseliades

Managing Partner

William Vaseliades has over 33 years of experience as a wealth advisor and branch manager. In 2007, William was awarded “Leading Branch Managers in the U.S.” by “On Wall Street Magazine.” He has been quoted in numerous professional journals and publications for his ability to read and navigate the securities markets.  

William is a product of Strake Jesuit College Preparatory in Houston, Texas, and The University of Texas at Austin. In 2005, William relocated to Corpus Christi, Texas, and he returned to Houston in 2020. 

While living in Corpus Christi, William served on the board of directors for The Ronald McDonald House, St. James Episcopal School, The Corpus Christi Symphony Orchestra and St. Nicholas Greek Orthodox Church. Prior to moving to Corpus Christi, he also served as a judge for the Houston Livestock Show and Rodeo Cook Off for many years. William and his wife, Rosemary, have two grown children, Joanna and Peter, and a yellow Labrador, Sally. William is a published photographer, and enjoys hunting, fishing, scuba diving, travel and spending time with his family.


State Securities Law Exam
Series 63 – Uniform Securities Agent State Law Examination
Series 65 – Uniform Investment Adviser Law

General Industry/Products Exam
SIE – Securities Industry Essentials Examination
Series 3 – National Commodity Futures Examination
Series 7 – General Securities Representative Examination

Principal/Supervisory Exam
Series 8 – General Securities Sales Supervisor Examination Options Module & General Module

Securities 63, 3, 7, & 8 licenses held through LPL Financial

Securities 65 license held through Sovereign Wealth Advisors, LLC

State Registrations
Texas, Maryland, New Mexico, South Carolina, Oklahoma

SRO Registrations